financial conduct authority

News

Barclays, Financial Conduct Authority

Barclays fined millions over financial crime risk lapses

The FCA said Barclays "facilitated the movement of funds linked to financial crime" by providing services to Stunt & Co and said there was "an increased risk" of client money misappropriation or money laundering from its failure to check WealthTek.

inews.co.uk on MSN · 1d

Barclays fined £42m for failing financial crime victims – where the cash will go

It fined Barclays Bank £39.3m for “failing to adequately manage money laundering risks” related to providing banking services to Stunt & Co, the firm run by socialite James Stunt, the former son-in-law of Formula 1 tycoon Bernie Ecclestone, who was cleared of taking part in a £200m money laundering operation at Leeds Crown Court earlier this year.

Invezz · 1d

UK’s FCA fines Barclays £42 million for ‘significant’ financial crime lapses

UK financial regulators have imposed a hefty £42 million ($56 million) fine on Barclays Plc for significant failures in identifying and managing financial crime risks related to two of its clients.

2don MSN

UK financial watchdog rolls out new rules to boost capital markets

Britain’s financial regulator will scrap the need for most listed companies to publish lengthy prospectus documents before ...

1don MSN

FCA boss sounds alarm on financial warfare and debt levels

Rising sovereign debt and an attack on Britain's financial infrastructure are the two biggest threats to UK markets, the FCA ...

Crowdfund Insider3d

UK’s Financial Conduct Authority Finalizes Non-Financial Misconduct Rules

The UK's Financial Conduct Authority (FCA) released its Consultation Paper and Policy Statement (CP25/18), marking a ...

Biometric Update22h

Financial fraud prompts $14M digital identity intelligence investment, calls for action

Financial fraud concerns motivate a $14 million investment by Barclay's, blocked websites in the UK, calls for Caribbean ...

MoneyWeek on MSN2d

The Treasury and the FCA want you to invest more – what the Leeds Reforms mean for your money

An overhaul of regulations and capital market rules by the Treasury and Financial Conduct Authority aim to boost retail ...

IFA Magazine2d

Financial Ombudsman Service announces change to compensation interest levels

The Financial Ombudsman Service has today (15 July) announced plans to change the interest rate applied to the compensation ...

Reuters21d

Financial Conduct Authority | Reuters

Britain's Financial Conduct Authority is to extend rules covering non-financial misconduct such as bullying and discrimination beyond the banking industry in a bid to clamp down on bad behaviour ...

14hon MSN

Financial services firms dealt tens of millions in regulatory fines

While deregulation may be the political mood, UK watchdogs are sharpening their swords as banking giants bleed millions in ...

Some results have been hidden because they may be inaccessible to you

Show inaccessible results